Is your hotline working for you? The Securities and Exchange (SEC) Whistleblower line certainly appears to be working according to an article in the August issue of Compliance Week Magazine, entitled ...

For the 25 years I have been working in ethics and compliance, there has been an unfortunate turf battle waging between Compliance and HR over what types of reports should be accepted by the ethics ...

In an effort to stand out from other RIA custodians, Scottrade Advisor Services is providing a free compliance hotline for financial advisors. Scottrade recently signed an agreement for Lexington ...

CHARLOTTE, N.C.--(BUSINESS WIRE)--Global Compliance Services, Inc. announced today the acquisition of SilentWhistle and National Hotline Services, Allegiance’s ethics and compliance hotline businesses ...

Compliance officers continue to fret over the effects of the Securities and Exchange Commission’s whistleblower program, established by the Dodd-Frank Act, which has earmarked payouts to those who ...

PORTLAND, Ore.--(BUSINESS WIRE)--Leading ethics and compliance software and services company NAVEX Global® today announced the release of its 2019 Ethics & Compliance Hotline Benchmark Report. The ...

Every year, ethics and compliance professionals gather data from reports made through their hotline and case management systems. But how do you put that data into perspective so that you can ...

Jefferson Parish's compliance hotline has received 2,599 calls from people reporting possible violations of coronavirus social-distancing guidelines and parish inspectors have visited more than 50 ...

The launch of the NMW Impimpa hotline, with the backing of one of the country’s leading cellular providers, will provide a messaging interaction mechanism for end users (workers) to allow them to ...

The UAB Hotline is not an emergency service or 911. Events presenting an immediate threat to life or property should be reported to UAB Police opens a new website or 911. UAB is committed to ...