Concerns that energy companies want to dodge proposed restrictions on derivatives can be summarized in two words: Andrew Hall. He's the star trader who stood to collect a $100 million bonus from ...
WASHINGTON Federal regulators proposed setting minimum capital levels that banks and other firms that trade derivatives must hold as a cushion against risk. The Securities and Exchange Commission ...
LONDON (Reuters) - The $700 trillion (435 trillion pounds) financial derivatives industry has agreed to a fundamental rule change from January to help regulators to wind down failed banks without ...
The Securities and Exchange Commission (SEC) voted 3-2 on October 28, 2020 to adopt Rule 18f-4 under the Investment Company Act of 1940, as amended (1940 Act), and related amendments (Rule 18f-4 or ...
On January 22, 2016, the Canadian securities regulatory authorities in Alberta, British Columbia, New Brunswick, Newfoundland and Labrador, the Northwest Territories, Nova Scotia, Nunavut, Prince ...
Anybody who thinks the Commodity Futures Trading Commission has been dragging its feet in the Dodd-Frank rule writing process should look at how much commissioners' and staff members' time is taken up ...
Reporting from Washington — Senators hoping to pass a sweeping overhaul of financial regulations this week are frantically trying to resolve tough — and controversial — provisions limiting, regulating ...