The first new FAQ addresses extracted performance (i.e., where an adviser displays the performance of one investment or a group of investments in a private fund or other portfolio). Currently, if an ...

The SEC's newly unveiled guidelines around its Marketing Rule may prove to be a mixed blessing for investment advisors, as some of the brighter lines it draws may leave certain registrants offside and ...

In anticipated amendments to guidance on the Securities and Exchange Commission’s marketing rule, the regulator’s Division of Investment Management has lightened the burden for registered investment ...

The Securities and Exchange Commission (SEC) is intensifying its scrutiny of registered investment advisors (RIAs) for violations of the Marketing Rule 206(4)-1 under the Investment Advisers Act, ...

Discover how third-party marketers help hedge funds attract investors and grow assets. Explore services, costs, and career insights in this lucrative field.

The Securities and Exchange Commission (SEC) has cracked down on five registered investment advisers. The SEC imposed fines on five entities for violating marketing rules in what would be the second ...

The Changing Landscape of Asset Management Marketi... The Changing Landscape of Asset Management Marketing The Role of the Client Journey in Asset Management Marketing Future Trends in Asset ...

Do you know how effective this marketing tactic is? How much profit (or loss) is attributed to a specific marketing expense – what’s my ROI? It’s a question we get asked every day. Understanding the ...

UChicago Medicine clinical trial marketing uses controls and data integration to deliver targeted outreach and achieve significant ROI.

MINNEAPOLIS--(BUSINESS WIRE)--Principal Marketing Associates (“Principal Marketing Associates”, “PMA” or the “Firm”), a specialized marketing firm focused on serving alternative investment managers, ...