The Securities and Exchange Commission will no longer block companies from going public if their governance documents include ...
The U.S. Securities and Exchange Commission Chairman Paul Atkins vowed to give businesses notice of technical violations ...
The regulatory landscape for digital assets is shifting fast, with Washington and London both initiating major changes. From ...
Opinion: O'Melveny attorneys Jorge deNeve and Michele Layne review how the SEC has shifted its enforcement priorities since ...
The SEC is shifting its stance on crypto, moving away from aggressive enforcement tactics that defined the agency’s previous ...
In 2007, the Securities and Exchange Commission (SEC of the Commission) adopted Advisers Act Rule 206(4)-8 prohibiting an investment adviser ...
Atkins is signaling a new crypto-friendly approach that promises preliminary notices ahead of enforcement actions, departing from the approach of the agency during Gensler’s leadership.
Coinbase has initiated legal action seeking sanctions against the U.S. Securities and Exchange Commission (SEC) after ...
Coinbase, a major crypto exchange, has officially asked for the US Department of Justice (DOJ) intervention against ...
The top US-based crypto exchange platform by trading volume is asking the Federal government to step in and stop Oregon from ...
A pair of enforcement actions brought by the Securities and Exchange Commission over the past few days highlights a focus on punishing and preventing unregistered municipal advisory activity, ...
Senior Division of Enforcement officials from the U.S. Securities and Exchange Commission (SEC or Commission) spoke with SEC alumni, private practitioners, and other professionals at the Securities ...