A prospectus is a document publically traded companies use to inform the public about an offering of securities, including the risks and financial outlook.

The Securities and Exchange Commission's rules on prospectus delivery changed in late 2005. When it comes to securities issued by so-called "Well-Known Seasoned Issuers," i.e., big publicly traded ...

SEC Form 424B2 is the prospectus form that a company must file if it is making a primary offering of securities on a delayed basis. Skip to content. News Markets Companies Earnings ...

Executive Summary - In a significant step toward improving variable insurance product (“VIP”) disclosure, the U.S. Securities and Exchange Commission (“SEC”), on October 30, 2018, proposed ...

The history of the prospectus stems from the Securities Act of 1933, which was the first federal legislation used to regulate the stock market.The act took power away from the states and put it ...

The Securities and Exchange Commission might adopt a shortened prospectus that could save the industry $300 million a year in printing and mailing costs — and help preserve the environment.

In a widely anticipated move last week, the Securities and Exchange Commission unanimously approved a requirement for mutual funds to send investors a short-form, summary prospectus.

Thumzup (TZUP) filed a prospectus with the SEC to sell up to 3.25M shares. Donald J. Trump Jr.’s 350,000 share stake is listed among the selling ...

The SEC voted November 15 to adopt a short-form prospectus requiring that all mutual fund investors receive a clear, concise summary of key information needed to make an informed investment decision.

On October 30, the SEC voted to propose modernized disclosures for variable annuities and variable life insurance policies (“variable insurance products” or “contracts”), including the use ...

The Security and Exchange Commission's summary-prospectus proposal, issued last November, would allow fund companies and brokers to provide investors with a three- or four-page summary of a fund's ...